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Advisor at GENERATIONS WEALTH DESIGN
TOPEKA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GENERATIONS WEALTH DESIGN | State registered | Apr 6, 2023 | n/a | yes | TOPEKA, KS | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 22, 2017 | Mar 6, 2023 | no | Topeka, KS | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Mar 26, 2004 | Sep 22, 2017 | no | TOPEKA, KS|TOPEKA, KS|TOPEKA, KS|Lawrence, KS | Previous registration |
| LEGACY ADVISORY SERVICES, INC. | n/a | Oct 9, 2001 | Mar 29, 2004 | no | TOPEKA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | GENERATIONS WEALTH DESIGN | Mar 6, 2023 | Apr 6, 2023 | 31 | Firm change | Ibd to state RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 22, 2017 | Sep 22, 2017 | 0 | Firm change | Other |
| LEGACY ADVISORY SERVICES, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Mar 29, 2004 | Mar 26, 2004 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:134139:KS:2017-09-19 | Sep 22, 2017 | Sep 22, 2017 | LAWRENCE, KS | Firm change |