DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• E•••• F•••••

G••••••••• W••••• D•••••state registeredTopeka, Ksdual registrantIAPD 1650142

Feed of 09/14/2026

Also filed as Vince F•••••

At current firm

3 y

since Apr 6, 2023

In the industry

39 y

since Apr 3, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••••• W••••• D••••• state registered current
since Apr 6, 2023 · Topeka, Ks
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 22, 2017 to Mar 6, 2023 · Topeka, Ks
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Mar 26, 2004 to Sep 22, 2017 · Topeka, Ks
L••••• A••••••• S•••••••• I••• unclassified
Oct 9, 2001 to Mar 29, 2004 · Topeka, Ks

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to G••••••••• W••••• D•••••
left Mar 6, 2023, registered Apr 6, 2023 (31 days) · Affiliated broker-dealer or bank to a state-registered adviser
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Sep 22, 2017, registered Sep 22, 2017 (0 days) · Other · moved with a team
L••••• A••••••• S•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Mar 29, 2004, registered Mar 26, 2004 (-3 days) · Other

Signals

V•••••• E•••• F••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for G••••••••• W••••• D••••• (registered 2023-04-06)
Mar 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address