B•••• Y•••••

Advisor at L•• F•••••••• L••

OAKLAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:130f1c48-33aa-44da-9561-753eaa9f9ee0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 10, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 12, 2025	n/a	yes	OAKLAND, FL	Current employment
T•• L••• W••••• G••••	Independent wealth	Nov 20, 2024	Aug 8, 2025	no	WINTER GARDEN, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• L••• W••••• G••••	L•• F•••••••• L••	Aug 8, 2025	Aug 12, 2025	4	Firm change	RIA to ibd
A• W••••• M••••••••• L••	T•• L••• W••••• G••••	May 1, 2025	Nov 20, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:332978:KS:2025-05-01	May 1, 2025	Nov 20, 2024	TOPEKA, KS	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ T•• L••• W••••• G••••Registered adviserregistration: previous registration
Nov 20, 2024 to Aug 8, 2025factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 30, 2024 to May 1, 2025factForm ADV
→ E••••• J••••

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:130f1c48-33aa-44da-9561-753eaa9f9ee0
First observed: Jan 10, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.