DFX Intelligence

T•••••• P••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

T•••••• P••• E••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Marietta, GA

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Search this name across graphsid dfx:ria:13113525-de8e-6f09-5c21-35f326763ce1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 4, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 2, 2020	n/a	yes	Marietta, GA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Jun 15, 2016	Dec 8, 2020	no	Marietta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 8, 2020	Dec 2, 2020	-6	Firm change	Ibd to ibd
B•••• W•••••• L••	A•••••• A••••••• S•••••••	Aug 25, 2015	Jun 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:134139:GA:2020-12-08	Dec 8, 2020	Dec 2, 2020	MARIETTA, GA	Firm change

Relationships

Registered with (8)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 2, 2020 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 15, 2016 to Dec 8, 2020factForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
May 15, 2014 to Aug 25, 2015factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13113525-de8e-6f09-5c21-35f326763ce1
First observed: May 4, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.