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CRD 165931
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BALL, GEORGE, BRADLEY | Member | C | yes | 12/2020 | Jan 26, 2022 | Nov 12, 2024 |
| BISON HOLDINGS, LLC | Owner | E | yes | 12/2021 | Jan 26, 2022 | Nov 12, 2024 |
| EAST ASSET MANAGEMENT, LLC | Member | D | yes | 03/2021 | Jan 26, 2022 | Nov 12, 2024 |
| HEMENWAY, CRAIG, FRANCIS | DIRECTOR OF OPERATIONS | Na | yes | 01/2024 | Jan 9, 2024 | Nov 12, 2024 |
| LUHAN, JASON, ERIC | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2024 | Nov 12, 2024 | Nov 12, 2024 |
| PEGULA, TERRENCE, M | MANAGING MEMBER | D | yes | 07/2010 | Jan 26, 2022 | Nov 12, 2024 |
| RICE, CHARLES, EDWARD | CHIEF EXECUTIVE OFFICER/MANAGER | Na | yes | 01/2021 | Feb 1, 2021 | Nov 12, 2024 |
| TETON CAPITAL PARTNERS LLC | Member | C | yes | 03/2021 | Jan 26, 2022 | Nov 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BISON ADVISORS, LLC | n/a | Independent wealth | $2.7B | N | yes | n/a |
| LIQUID STRATEGIES, LLC | n/a | Asset manager | $1.4B | N | yes | n/a |
| BISON PLANNING | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LAKE MARY | FL | United States | 6 | no |
| Gainesville | FL | United States | 3 | no |
| Kennesaw | Ga | United States | 2 | no |
| LAKE MARY | FL | United States | 1 | yes |
| Clive | Ia | United States | 1 | no |
| Brevard | Nc | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 29, 2024 | $1.6B | $1.6B | 47 | 34 | 23 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.2B | $1.2B | 42 | 30 | 17 | n/a | n/a |
| 2021 | Mar 31, 2022 | $576M | $574M | 13 | 10 | 4 | n/a | n/a |
| 2020 | Mar 26, 2021 | $701M | $625M | 25 | 18 | 4 | n/a | n/a |
| 2019 | Mar 25, 2020 | $3.4B | $713M | 30 | 17 | 4 | n/a | n/a |
| 2018 | Mar 28, 2019 | $2.8B | $562M | 26 | 19 | 3 | n/a | n/a |
| 2017 | Mar 26, 2018 | $2.9B | $524M | 25 | 18 | 2 | n/a | n/a |
| 2016 | Mar 16, 2017 | $2.6B | $497M | 25 | 17 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $2.1B | $506M | 29 | 19 | n/a | n/a | n/a |
| 2014 | Apr 1, 2015 | $601M | $437M | 32 | 18 | n/a | n/a | n/a |
| 2013 | Mar 7, 2014 | $418M | $396M | 24 | 17 | n/a | n/a | n/a |
| 2012 | Mar 5, 2013 | $0 | $0 | 1 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $1.6B | $1.2B | 31.8% | $701M | 31.8% | 47 | 42 | 23 | 17 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| QTR FAMILY WEALTH, LLC | 4 | Feb 14, 2025 | Dec 18, 2024 | ATLANTA, GA | Firm absorbed | RIA to RIA | 66.7% |
| BISON WEALTH, LLC | 7 | Dec 31, 2024 | Jan 8, 2025 | BROOKSVILLE, FL | Channel change | RIA to RIA | 21.2% |
| BISON WEALTH, LLC | 10 | Dec 31, 2024 | Apr 1, 2025 | ATLANTA, GA | Channel change | RIA to RIA | 30.3% |
| BISON WEALTH, LLC | 2 | Dec 31, 2024 | Jan 2, 2025 | CLIVE, IA | Channel change | RIA to RIA | 6.1% |
| BISON WEALTH, LLC | 3 | Dec 31, 2024 | Jan 3, 2025 | HUNTINGTON, NY | Channel change | RIA to RIA | 9.1% |
| PERIGON WEALTH MANAGEMENT, LLC | 2 | Jan 3, 2022 | Dec 15, 2021 | ATLANTA, GA | Team lift out | RIA to RIA | 15.4% |
| PERIGON WEALTH MANAGEMENT, LLC | 2 | Dec 2, 2021 | Jul 28, 2023 | ATLANTA, GA | Team lift out | RIA to RIA | 13.3% |
| CONTEMPORARY FINANCIAL PLANNING | 2 | Aug 31, 2021 | Sep 14, 2021 | JACKSONVILLE, FL | Team lift out | RIA to state RIA | 11.1% |
| FAMILY CAPITAL ADVISORS, LLC | 2 | Jul 12, 2021 | Mar 28, 2018 | ATLANTA, GA | Team lift out | RIA to state RIA | 10.0% |
| ARKOS GLOBAL ADVISORS, LLC | 2 | Mar 24, 2020 | Mar 20, 2020 | ATLANTA, GA | Team lift out | RIA to RIA | 10.0% |
| THE FIDUCIARY ALLIANCE | 4 | Oct 6, 2016 | Mar 6, 2026 | GREENVILLE, SC | Team lift out | Other | 21.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| THE PACIFIC FINANCIAL GROUP, INC. | 2 | Dec 31, 2022 | Feb 3, 2023 | GAINESVILLE, FL | Team lift out | RIA to RIA | 7.1% |
| THE PACIFIC FINANCIAL GROUP, INC. | 5 | Dec 31, 2022 | Feb 9, 2023 | NASHVILLE, TN | Team lift out | RIA to RIA | 17.9% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 5 | May 22, 2022 | Jun 29, 2022 | LAKE MARY, FL | Team lift out | Wirehouse to RIA | 0.0% |