T••• E••••• F••

Advisor at P••••••••• F•••••••• A•••••••• L••

NORTH PLATTE, NE | Hastings, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:131c2877-692f-7995-a156-704747bae21c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F•••••••• A•••••••• L••	Independent wealth	May 30, 2024	n/a	yes	NORTH PLATTE, NE\|Hastings, NE	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 3, 2015	May 29, 2024	no	HASTINGS, NE\|OMAHA, NE\|GRAND ISLAND, NE\|GRAND ISLAND, NE\|GRAND ISLAND, NE\|GRAND ISLAND, NE\|NORTH PLATTE, NE\|ALLIANCE, NE\|KEARNEY, NE\|GRAND ISLAND, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P••••••••• F•••••••• A•••••••• L••	May 29, 2024	May 30, 2024	1	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ P••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
May 30, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 3, 2015 to May 29, 2024factForm ADV

Dated events

Occurred
May 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:131c2877-692f-7995-a156-704747bae21c
First observed: Mar 3, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.