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CRD 173719
NORTH PLATTE, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DOUGLAS DE WAYNE PETERSON | Certified Financial Planner|Chartered Financial Consultant | NORTH PLATTE, NE | 11 | 41 | 3 | no |
| BERNARD ROY WURTS | Certified Financial Planner | Overland Park, KS | NORTH PLATTE, NE | 11 | 31 | 4 | no |
| MARC WILLIAM WERKMEISTER | n/a | NORTH PLATTE, NE | 11 | 26 | 2 | no |
| Mark Allan Mayfield | Certified Financial Planner | NORTH PLATTE, NE | 6 | 9 | 2 | no |
| Kayla Lynn Douglas | n/a | NORTH PLATTE, NE | 5 | 10 | n/a | no |
| TROY EUGENE FRY | n/a | NORTH PLATTE, NE | Hastings, NE | 2 | 22 | 1 | no |
| Bradley James Hisel | n/a | NORTH PLATTE, NE | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DANA F. COLE & COMPANY, LLP | Member | C | yes | 01/2003 | Mar 11, 2019 | Oct 28, 2024 |
| PETERSON, DOUGLAS, DE WAYNE | Member | C | yes | 01/2003 | Mar 11, 2019 | Oct 28, 2024 |
| WERKMEISTER, MARC, WILLIAM | MEMBER/CHIEF COMPLIANCE OFFICER | D | yes | 01/2019 | Oct 2, 2019 | Oct 28, 2024 |
| AAGESEN, NANCY, J. | GENERAL PARTNER | F | no | 01/2013 | Mar 11, 2019 | Oct 28, 2024 |
| BERAN, ROBERT, CHARLES | GENERAL PARTNER | F | no | 01/1998 | Mar 11, 2019 | Oct 28, 2024 |
| BRUNS, RYAN, R. | GENERAL PARTNER | F | no | 01/2013 | Mar 11, 2019 | Oct 28, 2024 |
| GUSTAFSSON, KERRY, A | GENERAL PARTNER | F | no | 01/2013 | Mar 11, 2019 | Oct 28, 2024 |
| HADDEN, DENNIS, LEE | GENERAL PARTNER | F | no | 01/1990 | Mar 11, 2019 | Oct 28, 2024 |
| KLUTE, KENT, MICHAEL | GENERAL PARTNER | F | no | 01/1998 | Mar 11, 2019 | Oct 28, 2024 |
| MILLER, LONNIE, G | GENERAL PARTNER | F | no | 10/2000 | Mar 11, 2019 | Oct 28, 2024 |
| MURRAY, ANGELA, M. | GENERAL PARTNER | F | no | 01/2013 | Mar 11, 2019 | Oct 28, 2024 |
| OBRIST, THOMAS, M | GENERAL PARTNER | F | no | 01/1978 | Mar 11, 2019 | Oct 28, 2024 |
| OELTJEN, JEFFREY, M. | GENERAL PARTNER | F | no | 07/2013 | Mar 11, 2019 | Oct 28, 2024 |
| OLSON, LORI, L | GENERAL PARTNER | F | no | 01/1994 | Mar 11, 2019 | Oct 28, 2024 |
| PEARSON, KIM, K | GENERAL PARTNER | F | no | 07/2013 | Mar 11, 2019 | Oct 28, 2024 |
| POKORNY, DONITA, D | GENERAL PARTNER | F | no | 01/2013 | Mar 11, 2019 | Oct 28, 2024 |
| SCOW, MICHAEI, D. | GENERAL PARTNER | F | no | 07/2013 | Mar 11, 2019 | Oct 28, 2024 |
| SYLVESTER, KEVIN, C | GENERAL PARTNER | F | no | 07/2013 | Mar 11, 2019 | Oct 28, 2024 |
| ZACH, DANIEL, M | GENERAL PARTNER | F | no | 01/1990 | Mar 11, 2019 | Oct 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DANA F. COLE & COMPANY, LLP | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GRAND ISLAND | Ne | United States | 3 | no |
| OVERLAND PARK | Ks | United States | 1 | no |
| Kearney | Ne | United States | 1 | no |
| Scottsbluff | Ne | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 9, 2026 | $770M | $665M | 12 | 7 | 3 | n/a | n/a |
| 2024 | Feb 20, 2025 | $614M | $531M | 10 | 6 | 6 | n/a | n/a |
| 2023 | Mar 28, 2024 | $500M | $429M | 7 | 5 | 4 | n/a | n/a |
| 2022 | Mar 17, 2023 | $307M | $248M | 7 | 4 | 4 | n/a | n/a |
| 2021 | Mar 17, 2022 | $391M | $323M | 8 | 4 | 4 | n/a | n/a |
| 2020 | Mar 21, 2021 | $280M | $270M | 9 | 4 | 4 | n/a | n/a |
| 2019 | Mar 5, 2020 | $197M | $197M | 8 | 5 | 4 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $770M | $614M | 25.4% | $307M | 35.8% | 12 | 10 | 3 | 6 |