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Reading the graph
Advisor at CLEAR SKY FINANCIAL, LP
PROSPER, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLEAR SKY FINANCIAL, LP | Independent wealth | Oct 11, 2018 | n/a | yes | PROSPER, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 3, 2006 | Dec 20, 2018 | no | PLANO, TX|PLANO, TX|DALLAS, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 13, 2001 | Jan 4, 2006 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CLEAR SKY FINANCIAL, LP | Dec 20, 2018 | Oct 11, 2018 | -70 | Firm change after gap | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 4, 2006 | Jan 3, 2006 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:298551:TX:2018-12-20 | Dec 20, 2018 | Oct 11, 2018 | DALLAS, TX | Firm change after gap |