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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

HULL TACTICAL

HTAA, LLC, CRD 171391

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13296fd3-d41d-2c4d-daa8-e9f2e4f58102

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: May 9, 2014 to Mar 31, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.28 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $177MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $50.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 28%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 1
SEC number: 801-79752
CRD: 171391
Filings on the tape: 28
First filed: May 9, 2014
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: hulltactical.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Bakosova, Petra	CHIEF EXECUTIVE OFFICER	Na	yes	01/2022	Mar 31, 2017	Mar 27, 2024
HTAA HOLDINGS LLC	PARENT COMPANY	E	yes	05/2014	Sep 19, 2017	Mar 27, 2024
HULL INVESTMENTS, LLC	PARENT COMPANY	D	yes	05/2014	May 9, 2014	Mar 27, 2024
HULL, MARSON, BLAIR	Chairman	Na	yes	05/2014	May 9, 2014	Mar 27, 2024
HULL, MARSON, BLAIR	Trustee	E	yes	09/1999	May 9, 2014	Mar 27, 2024
KLEINSCHMIDT, ERIC, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	02/2023	Mar 22, 2023	Mar 27, 2024
MBH TRUST	Trust	C	no	01/2022	Oct 19, 2023	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HULL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$177M	$177M	11	8	0	n/a	n/a
2024	Mar 31, 2025	$76.7M	$76.7M	10	7	0	n/a	n/a
2023	Mar 27, 2024	$65.9M	$65.9M	15	7	0	n/a	n/a
2022	Mar 22, 2023	$44.5M	$44.5M	15	15	0	n/a	n/a
2021	Mar 30, 2022	$50.3M	$50.3M	15	15	0	n/a	n/a
2020	Jan 26, 2021	$48.6M	$48.6M	9	9	0	n/a	n/a
2019	Feb 12, 2020	$130M	$130M	5	5	0	n/a	n/a
2018	Jan 18, 2019	$141M	$141M	4	4	0	n/a	n/a
2017	Mar 30, 2018	$173M	$173M	10	4	0	n/a	n/a
2016	Mar 31, 2017	$95.6M	$95.6M	9	6	n/a	n/a	n/a
2015	Mar 23, 2016	$35.9M	$35.9M	7	4	n/a	n/a	n/a
2014	Mar 26, 2015	$0	$0	4	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$177M	$76.7M	130.7%	$44.5M	58.5%	11	10	0	0

Relationships

Controls (4)

← HULL, MARSON, BLAIROwnerTRUSTEE, ownership code E, individual
May 9, 2014 to Mar 27, 2024factForm ADV
← Bakosova, PetraOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 31, 2017 to Mar 27, 2024factForm ADV
← HTAA HOLDINGS LLCOwnerPARENT COMPANY, ownership code E, domestic entity
Sep 19, 2017 to Mar 27, 2024factForm ADV
← HULL INVESTMENTS, LLCOwnerPARENT COMPANY, ownership code D, domestic entity
May 9, 2014 to Mar 27, 2024factForm ADV

Owns (2)

← KLEINSCHMIDT, ERIC, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2023 to Mar 27, 2024factForm ADV
← MBH TRUSTOwnerTRUST, ownership code C, domestic entity
Oct 19, 2023 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Hull Tactical reported RAUM $177.0M, up 131% from $76.7M (2025-03-31 to 2026-03-31)
Form ADVobserved 6 days ago
$100M
Occurred
Sep 20, 2021
Control person left
Jean Stacey Gillespie (Chief Compliance Officer) no longer on Schedule A of Hull Tactical (listed 2021-01-26, absent 2021-09-20)
Form ADVobserved 6 days ago
Occurred
May 9, 2014
First Form ADV filing
Htaa, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13296fd3-d41d-2c4d-daa8-e9f2e4f58102
First observed: May 9, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HULL TACTICAL

HTAA, LLC, CRD 171391

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13296fd3-d41d-2c4d-daa8-e9f2e4f58102

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Bakosova, Petra

CHIEF EXECUTIVE OFFICER

yes

01/2022

Mar 31, 2017

Mar 27, 2024

HTAA HOLDINGS LLC

PARENT COMPANY

yes

05/2014

Sep 19, 2017

Mar 27, 2024

HULL INVESTMENTS, LLC

PARENT COMPANY

yes

05/2014

May 9, 2014

Mar 27, 2024

HULL, MARSON, BLAIR

Chairman

yes

05/2014

May 9, 2014

Mar 27, 2024

HULL, MARSON, BLAIR

Trustee

yes

09/1999

May 9, 2014

Mar 27, 2024

KLEINSCHMIDT, ERIC, JOSEPH

CHIEF COMPLIANCE OFFICER

02/2023

Mar 22, 2023

Mar 27, 2024

MBH TRUST

Trust

01/2022

Oct 19, 2023

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HULL PARTNERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$177M

n/a

2024

Mar 31, 2025

$76.7M

n/a

2023

Mar 27, 2024

$65.9M

n/a

2022

Mar 22, 2023

$44.5M

n/a

2021

Mar 30, 2022

$50.3M

n/a

2020

Jan 26, 2021

$48.6M

n/a

2019

Feb 12, 2020

$130M

n/a

2018

Jan 18, 2019

$141M

n/a

2017

Mar 30, 2018

$173M

n/a

2016

Mar 31, 2017

$95.6M

n/a

2015

Mar 23, 2016

$35.9M

n/a

2014

Mar 26, 2015

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$177M

$76.7M

130.7%

$44.5M

58.5%