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SEC-registered adviser

H••• T•••••••

Wealth manager with institutional or fund businessChicago, IllinoisCRD 171391SEC 801-79752website IAPD

Legal name H•••• L••

Latest filing Mar 31, 2026

First filing on the tape May 9, 2014 · 28 filings

SEC status approved since Jun 4, 2014

RAUM

$177M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

28%

$50.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$177M as of Mar 31, 2026

Mar 26, 2015$0 then

HNW client RAUM$50.0M as of Mar 31, 2026

Jan 18, 2019$90.3M then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 26, 20150 then

Employees (5.A)11 as of Mar 31, 2026

Mar 26, 20154 then

Private funds: no history

RAUM +131% over the last fiscal year+58% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $50.0MderivedHNW RAUM over HNW clients
Average account: $88.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +131%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$127M72%
High-net-worth individuals$50.0M28%

Individual clients: 0reported
HNW clients: 1reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 2reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.28 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••••• P•••• · Chief Executive Officercontrol
since 01/2022 · owns less than 5%
H•••• M•••••• B•••• · Chairmancontrol
since 05/2014 · owns less than 5%
H•••• M•••••• B•••• · Trusteecontrol
since 09/1999 · owns 75% or more of M•• T••••
K••••••••• E•••• J••••• · Chief Compliance Officer
since 02/2023 · owns less than 5%

Entity owners

H••• H••••••• L•• · Parent Company
direct · owns 75% or more
H••• I••••••••• L•• · Parent Company
indirect · owns 50% to 75% of H••• H••••••• L••
M•• T•••• · Trust
indirect · owns 25% to 50% of H••• H••••••• L••

Related persons

Schedule D 7.A

H••• P••••••• L••
broker-dealern

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $76,703,095 to $176,989,567 (+131.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (4548 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 99% percentile
affiliate changedChange between filings · filing Mar 31, 2026
broker-dealer affiliate (Item 7.A.1): yes on the filing of 2025-03-31, no on the filing of 2026-03-31
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 7 to 8
Mar 31, 2025 to Mar 31, 2026
BD registered reps · 5 to 1
Mar 31, 2025 to Mar 31, 2026
Employees · 10 to 11
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $76.7M to $177M
Mar 31, 2025 to Mar 31, 2026
HNW RAUM · $12.0M to $50.0M
Mar 31, 2025 to Mar 31, 2026
RAUM · $76.7M to $177M
Mar 31, 2025 to Mar 31, 2026
Related broker-dealer · true to false
Mar 31, 2025 to Mar 31, 2026
BD registered reps · 6 to 5
Mar 27, 2024 to Mar 31, 2025
Employees · 15 to 10
Mar 27, 2024 to Mar 31, 2025
Financial planning clients · 0 to 0
Mar 27, 2024 to Mar 31, 2025
Discretionary RAUM · $65.9M to $76.7M
Mar 27, 2024 to Mar 31, 2025
HNW RAUM · $25.6M to $12.0M
Mar 27, 2024 to Mar 31, 2025
RAUM · $65.9M to $76.7M
Mar 27, 2024 to Mar 31, 2025
Advisory employees · 15 to 7
Oct 19, 2023 to Mar 27, 2024
Discretionary RAUM · $64.8M to $65.9M
Oct 19, 2023 to Mar 27, 2024
HNW RAUM · $19.2M to $25.6M
Oct 19, 2023 to Mar 27, 2024
RAUM · $64.8M to $65.9M
Oct 19, 2023 to Mar 27, 2024
BD registered reps · 0 to 6
Mar 22, 2023 to Oct 19, 2023
Discretionary RAUM · $44.5M to $64.8M
Mar 22, 2023 to Oct 19, 2023
HNW RAUM · $22.3M to $19.2M
Mar 22, 2023 to Oct 19, 2023
RAUM · $44.5M to $64.8M
Mar 22, 2023 to Oct 19, 2023
Related broker-dealer · false to true
Mar 22, 2023 to Oct 19, 2023
Accounts · 3 to 2
Nov 9, 2022 to Mar 22, 2023
Discretionary RAUM · $50.3M to $44.5M
Nov 9, 2022 to Mar 22, 2023
HNW RAUM · $23.5M to $22.3M
Nov 9, 2022 to Mar 22, 2023
RAUM · $50.3M to $44.5M
Nov 9, 2022 to Mar 22, 2023
Advisory employees · 9 to 15
Sep 20, 2021 to Mar 30, 2022
Employees · 9 to 15
Sep 20, 2021 to Mar 30, 2022
Discretionary RAUM · $48.6M to $50.3M
Sep 20, 2021 to Mar 30, 2022
HNW RAUM · $24.1M to $23.5M
Sep 20, 2021 to Mar 30, 2022
RAUM · $48.6M to $50.3M
Sep 20, 2021 to Mar 30, 2022
Advisory employees · 5 to 9
Jun 22, 2020 to Jan 26, 2021
HNW clients · 2 to 1
Jun 22, 2020 to Jan 26, 2021
Employees · 5 to 9
Jun 22, 2020 to Jan 26, 2021
Discretionary RAUM · $130M to $48.6M
Jun 22, 2020 to Jan 26, 2021
HNW RAUM · $89.6M to $24.1M
Jun 22, 2020 to Jan 26, 2021
RAUM · $130M to $48.6M
Jun 22, 2020 to Jan 26, 2021
Accounts · 4 to 3
Jan 18, 2019 to Feb 12, 2020
Advisory employees · 4 to 5
Jan 18, 2019 to Feb 12, 2020
Employees · 4 to 5
Jan 18, 2019 to Feb 12, 2020

Signals

3 dated events

H••• T••••••• reported RAUM $177.0M, up 131% from $76.7M (2025-03-31 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Jean Stacey Gillespie (Chief Compliance Officer) no longer on Schedule A of H••• T••••••• (listed 2021-01-26, absent 2021-09-20)
Sep 20, 2021 · Control person left · inference
H•••• L•• filed its initial SEC registration (Form ADV)
May 9, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: r••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 312-356-4451reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 312-356-3150reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/hull-tactical-asset-allocation-htaa-reportedpublic record, Form ADV, Sep 21, 2026
Website: H•••T•••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 312-356-3150reportedpublic record, Form ADV, Mar 31, 2026
Contact form: h•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026