DFX Intelligence
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Reading the graph
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Advisor at H••••••• F•••••••• P•••••••
MIDLAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••••••• F•••••••• P••••••• | State registered | Mar 29, 2020 | n/a | yes | MIDLAND, TX | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 13, 2018 | Jan 17, 2020 | no | Midland, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | H••••••• F•••••••• P••••••• | Jan 17, 2020 | Mar 29, 2020 | 72 | Firm change | Ibd to state RIA |
| I••••••••• P••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Sep 24, 2018 | Jul 13, 2018 |
| I••••••••• P••••••••• I••• | Former SEC adviser | Oct 30, 2003 | Sep 24, 2018 | no | MIDLAND, TX|MIDLAND, TX|SEMINOLE, TX|MIDLAND, TX|MIDLAND, TX|SEMINOLE, TX|SAN ANTONIO, TX|MIDLAND, TX|SAN ANTONIO, TX | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | May 11, 1998 | Nov 10, 2003 | no | MIDLAND, TX | Previous registration |
| -73 |
| Bulk transfer |
| Ibd to ibd |
| W•••• F•••• A••••••• | I••••••••• P••••••••• I••• | Nov 10, 2003 | Oct 30, 2003 | -11 | Firm change | Other |