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RIA / WealthAdvisorCertified Financial Planner11 years in industry

JAMES ARLEN DAVIS

Advisor at ASPEN WEALTH MANAGEMENT, LLC

FORT WORTH, TX

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Search this name across graphsid dfx:ria:132a5a33-3446-adb5-c481-d7b1c050f6f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASPEN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 28, 2015
First registration: Mar 29, 2018
Dual registered: no
Other names: JIM ARLEN DAVIS
IAPD individual key: 6545250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASPEN WEALTH MANAGEMENT, LLC	Independent wealth	Jul 1, 2021	n/a	yes	FORT WORTH, TX	Current employment
MILLS WEALTH ADVISORS, LLC	Independent wealth	Apr 20, 2020	Jun 30, 2021	no	Fort Worth, TX\|SOUTHLAKE, TX	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jun 20, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 29, 2018	Jul 13, 2018	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MILLS WEALTH ADVISORS, LLC	ASPEN WEALTH MANAGEMENT, LLC	Jun 30, 2021	Jul 1, 2021	1	Firm change	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MILLS WEALTH ADVISORS, LLC	Jun 20, 2019	Apr 20, 2020	305	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ ASPEN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ MILLS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 20, 2020 to Jun 30, 2021factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jun 20, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 29, 2018 to Jul 13, 2018factForm ADV

Dated events

No dated event names this entity yet.