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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASPEN WEALTH MANAGEMENT, LLC

CRD 159594

FORT WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff559a9f-9bc8-3fda-0677-a355983b85e6

Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Oct 4, 2018 to Apr 13, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $658MItem 5.F on the latest filing (2026-04-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $655M
Private client RAUM: $651MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $82.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,121
Individual clients: 158
High net worth clients: 188
Custody, client assets: $12,664
SEC number: 801-114243
CRD: 159594
Filings on the tape: 18
First filed: Oct 4, 2018
Latest filed: Apr 13, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HELEN BARBRE STEPHENS	Certified Financial Planner	FORT WORTH, TX	14	18	4	no
NATHAN WAYNE DAVIS	Certified Financial Planner\|Chartered Financial Analyst	FORT WORTH, TX	9	12	1	no
Candace Scholz	Certified Financial Planner	FORT WORTH, TX	9	11	n/a	no
JAMES ARLEN DAVIS	Certified Financial Planner	FORT WORTH, TX	5	11	3	no
TROY ALBERT FORE	Certified Financial Planner	FORT WORTH, TX	3	11	2	no
MATTHEW ARTHUR QUEZERGUE	Certified Financial Planner	FORT WORTH, TX	3	13	n/a	no
Jacob Christopher Squires	n/a	FORT WORTH, TX	1	10	n/a	no
Abigail Phillips Hasling	Certified Financial Planner	FORT WORTH, TX	0	10	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STEPHENS, HELEN, BARBRE	PRESIDENT, CHIEF COMPLIANCE OFFICER	D	yes	05/2011	Oct 4, 2018	Sep 29, 2024
Davila, Michelle, R	Member	Na	no	01/2019	Mar 4, 2019	Sep 29, 2024
DAVIS, JAMES, ARLEN	Member	Na	no	05/2023	May 22, 2023	Sep 29, 2024
DAVIS, NATHAN, WAYNE	Member	B	no	01/2019	Mar 4, 2019	Sep 29, 2024
Scholz, Candace	Member	B	no	01/2018	Mar 4, 2019	Sep 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Southlake	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$658M	$655M	9	6	1	n/a	n/a
2024	Feb 4, 2025	$510M	$502M	9	6	1	n/a	n/a
2023	Feb 7, 2024	$368M	$362M	9	6	1	n/a	n/a
2022	Jan 25, 2023	$291M	$285M	8	4	1	n/a	n/a
2021	Feb 16, 2022	$292M	$284M	8	5	1	n/a	n/a
2020	Feb 5, 2021	$186M	$185M	5	3	1	n/a	n/a
2019	Feb 19, 2020	$140M	$138M	5	3	0	n/a	n/a
2018	Mar 4, 2019	$107M	$107M	4	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$658M	$510M	29.1%	$291M	31.3%	9	9	1	1

Relationships

Registered with (10)

← Abigail Phillips HaslingAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← Jacob Christopher SquiresAdvisorregistration: current employment
Apr 17, 2025 to presentfactForm ADV
← MATTHEW ARTHUR QUEZERGUEAdvisorregistration: current employment
Jul 21, 2023 to presentfactForm ADV
← TROY ALBERT FOREAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← JAMES ARLEN DAVISAdvisorregistration: current employment
Jul 1, 2021 to presentfactForm ADV
← Candace ScholzAdvisorregistration: current employment
Apr 12, 2017 to presentfactForm ADV
← NATHAN WAYNE DAVISAdvisorregistration: current employment
Jan 4, 2017 to presentfactForm ADV
← HELEN BARBRE STEPHENSAdvisorregistration: current employment
Feb 17, 2012 to presentfactForm ADV
← OLIVIA SIMON MAYNESAdvisorregistration: previous registration
Jun 29, 2021 to Apr 28, 2022factForm ADV
← KATHRYN ANN ALLENAdvisorregistration: previous registration
Jan 31, 2013 to Dec 13, 2018factForm ADV

Controls (1)

← STEPHENS, HELEN, BARBREOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Oct 4, 2018 to Sep 29, 2024factForm ADV

Owns (4)

← DAVIS, NATHAN, WAYNEOwnerMEMBER, ownership code B, individual
Mar 4, 2019 to Sep 29, 2024factForm ADV
← DAVIS, JAMES, ARLENOwnerMEMBER, ownership code NA, individual
May 22, 2023 to Sep 29, 2024factForm ADV
← Scholz, CandaceOwnerMEMBER, ownership code B, individual
Mar 4, 2019 to Sep 29, 2024factForm ADV
← Davila, Michelle, ROwnerMEMBER, ownership code NA, individual
Mar 4, 2019 to Sep 29, 2024factForm ADV

Dated events

Occurred
Feb 12, 2026
Regulatory AUM changed
Aspen Wealth Management, Llc reported RAUM $657.8M, up 29% from $509.6M (2025-09-30 to 2026-02-12)
Form ADVobserved 4 days ago
$148M
Occurred
Feb 4, 2025
Regulatory AUM changed
Aspen Wealth Management, Llc reported RAUM $509.6M, up 38% from $368.4M (2024-09-29 to 2025-02-04)
Form ADVobserved 4 days ago
$141M
Occurred
Apr 28, 2022
Advisor changed firm
Olivia Simon Maynes left Aspen Wealth Management, Llc for Bedel Financial Consulting Inc (registered 2022-05-26)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2022
Regulatory AUM changed
Aspen Wealth Management, Llc reported RAUM $292.2M, up 57% from $186.3M (2021-06-17 to 2022-02-16)
Form ADVobserved 4 days ago
$106M
Occurred
Oct 4, 2018
First Form ADV filing
Aspen Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff559a9f-9bc8-3fda-0677-a355983b85e6
First observed: Oct 4, 2018
Last observed: Apr 13, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASPEN WEALTH MANAGEMENT, LLC

CRD 159594

FORT WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff559a9f-9bc8-3fda-0677-a355983b85e6

Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HELEN BARBRE STEPHENS

Certified Financial Planner

FORT WORTH, TX

NATHAN WAYNE DAVIS

Certified Financial Planner|Chartered Financial Analyst

FORT WORTH, TX

Candace Scholz

Certified Financial Planner

FORT WORTH, TX

n/a

JAMES ARLEN DAVIS

Certified Financial Planner

FORT WORTH, TX

TROY ALBERT FORE

Certified Financial Planner

FORT WORTH, TX

MATTHEW ARTHUR QUEZERGUE

Certified Financial Planner

FORT WORTH, TX

n/a

Jacob Christopher Squires

n/a

FORT WORTH, TX

n/a

Abigail Phillips Hasling

Certified Financial Planner

FORT WORTH, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STEPHENS, HELEN, BARBRE

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

05/2011

Oct 4, 2018

Sep 29, 2024

Davila, Michelle, R

Member

01/2019

Mar 4, 2019

Sep 29, 2024

DAVIS, JAMES, ARLEN

Member

05/2023

May 22, 2023

Sep 29, 2024

DAVIS, NATHAN, WAYNE

Member

01/2019

Mar 4, 2019

Sep 29, 2024

Scholz, Candace

Member

01/2018

Mar 4, 2019

Sep 29, 2024

City

State

Country

Employees

Also broker-dealer

Southlake

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$658M

$655M

n/a

2024

Feb 4, 2025

$510M

$502M

n/a

2023

Feb 7, 2024

$368M

$362M

n/a

2022

Jan 25, 2023

$291M

$285M

n/a

2021

Feb 16, 2022

$292M

$284M

n/a

2020

Feb 5, 2021

$186M

$185M

n/a

2019

Feb 19, 2020

$140M

$138M

n/a

2018

Mar 4, 2019

$107M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$658M

$510M

29.1%

$291M

31.3%