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Advisor at WELLS FARGO ADVISORS
FRISCO, TX | Frisco, TX | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 16, 2023 | n/a | yes | ST. LOUIS, MO|Frisco, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 16, 2022 | n/a | yes | ST. LOUIS, MO|FRISCO, TX | Current employment |
| CWM, LLC | Bd affiliated wealth | Sep 9, 2021 | Jan 5, 2022 | no | OMAHA, NE|Colleyville, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jan 11, 2013 | no | ADDISON, TX|IRVING, TX | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 23, 2010 | Jan 3, 2011 | no | IRVING, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2008 | Jul 27, 2010 | no | IRVING, TX|ADDISON, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWM, LLC | WELLS FARGO ADVISORS | Jan 5, 2022 | May 16, 2022 | 131 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | CWM, LLC | Jan 11, 2013 | Sep 9, 2021 | 3,163 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | WELLS FARGO INVESTMENTS, LLC | Jul 27, 2010 | Jul 23, 2010 | -4 | Firm change | Other |