DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••••• F•••••••• G•••• L••
Virginia Beach, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• F•••••••• G•••• L•• | Independent wealth | Nov 26, 2024 | n/a | yes | Virginia Beach, VA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 26, 2021 | Mar 26, 2025 | no | SAN DIEGO, CA|VIRGINIA BEACH, VA|VIRGINIA BEACH, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | H•••••••• F•••••••• G•••• L•• | Mar 26, 2025 | Nov 26, 2024 | -120 | Firm change after gap | Ibd to RIA |
| N••••••••• M••••• I••••••••• S••••••••• | L•• F•••••••• L•• | Feb 1, 2021 | Jan 26, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:6413:VA:2021-02-01 | Feb 1, 2021 | Jan 26, 2021 | VIRGINIA BCH, VA | Firm change |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Oct 31, 2019 | Feb 1, 2021 | no | Virginia Bch, VA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 18, 2017 | May 15, 2018 | no | SAMMAMISH, WA|REDMOND, WA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 12, 2010 | Sep 23, 2016 | no | BELLEVUE, WA|Mercer Island, WA|YAKIMA, WA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Jun 30, 2010 | Nov 17, 2010 | no | BELLEVUE, WA | Previous registration |
| K•• F•••••••• S•••••••• I•• | Former SEC adviser | Jan 4, 2007 | May 5, 2010 | no | SEATTLE, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| -6 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | N••••••••• M••••• I••••••••• S••••••••• | May 15, 2018 | Oct 31, 2019 | 534 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Sep 23, 2016 | Oct 18, 2017 | 390 | Firm change | Other |
| W•••••• • R••• | A••••••••• F•••••••• S•••••••• L•• | Nov 17, 2010 | Nov 12, 2010 | -5 | Firm change | Other |
| K•• F•••••••• S•••••••• I•• | W•••••• • R••• | May 5, 2010 | Jun 30, 2010 | 56 | Firm change | Other |