DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
Ivins, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jan 13, 2026 | n/a | yes | Ivins, UT | Current employment |
| N••••••••• A•••• M••••••••• L•• | Independent wealth | Jan 7, 2025 | Mar 20, 2026 | no | Ivins, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• A•••• M••••••••• L•• | F•••• P••••••• W•••••• L•• | Mar 20, 2026 | Jan 13, 2026 | -66 | Bulk transfer | RIA to RIA |
| T•••••• C••••••• L•• | N••••••••• A•••• M••••••••• L•• | Mar 21, 2024 | Mar 18, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168794:282241:MI:2024-03-21 | Mar 21, 2024 | Mar 18, 2024 | SOUTHFIELD, MI | Firm change |
| N••••••••• A•••• M••••••••• L•• | Independent wealth | Mar 18, 2024 | Dec 31, 2024 | no | Ivins, UT | Previous registration |
| T•••••• C••••••• L•• | Former SEC adviser | Sep 13, 2013 | Mar 21, 2024 | no | SOUTHFIELD, MI | Previous registration |
| T•••••• I••••••••• M••••••••• L•• | Former SEC adviser | Nov 17, 2010 | Sep 12, 2013 | no | SOUTHFIELD, MI | Previous registration |
| -3 |
| Firm change |
| RIA to RIA |
| T•••••• I••••••••• M••••••••• L•• | T•••••• C••••••• L•• | Sep 12, 2013 | Sep 13, 2013 | 1 | Firm change | Other |