DFX Intelligence

K•••• P•••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K•••• P•••• Z••••••••

Advisor at T•• A•••••••• I•••

Lavallette, NJ | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1339bfd0-c84b-f5e0-1cc6-9edd705b7b96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Mar 27, 2025	n/a	yes	SUMMIT, NJ\|Lavallette, NJ	Current employment
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 27, 2023	Mar 27, 2025	no	Morristown, NJ\|K•••WOOD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	T•• A•••••••• I•••	Mar 27, 2025	Mar 27, 2025	0	Firm change	Ibd to ibd
I•••••••• I••••••••• I•••	R•••• I••••••••• A••••••• L••	Jun 27, 2023	Jun 27, 2023

Relationships

Registered with (7)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Mar 27, 2025 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 27, 2023 to Mar 27, 2025factForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 25, 2021 to Jun 27, 2023factForm ADV
→ E•• F•••••••• A•••••••

Dated events

Occurred
Mar 27, 2025
Advisor changed firm
K•••• P•••• Z•••••••• left R•••• I••••••••• A••••••• L•• for T•• A•••••••• I••• (registered 2025-03-27)
Form ADVobserved 7 days ago
Occurred
Jun 27, 2023
Advisor changed firm
K•••• P•••• Z•••••••• left I•••••••• I••••••••• I••• for R•••• I••••••••• A••••••• L•• (registered 2023-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1339bfd0-c84b-f5e0-1cc6-9edd705b7b96
First observed: Mar 21, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.