S•••• A•• B••••

Advisor at S•••••••• W•••••• L••

Santa Barbara, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:133b773d-21a5-7575-2ce6-d43c3550057b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 10, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Oct 21, 2025	n/a	yes	LOS ANGELES, CA\|Santa Barbara, CA	Current employment
C•••••• B• F•••••••• P•••••••• L••	n/a	Jan 25, 2021	Mar 10, 2025	no	SANTA BARBARA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• B• F•••••••• P•••••••• L••	S•••••••• W•••••• L••	Mar 10, 2025	Oct 21, 2025	225	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	C•••••• B• F•••••••• P•••••••• L••	Feb 1, 2019	Jan 25, 2021

Relationships

Registered with (3)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ C•••••• B• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2021 to Mar 10, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 10, 2013 to Feb 1, 2019factForm ADV

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:133b773d-21a5-7575-2ce6-d43c3550057b
First observed: May 10, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.