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Advisor at NEWEDGE ADVISORS
New York, NY | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Aug 1, 2025 | n/a | yes | New York, NY|NEW ORLEANS, LA | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Aug 10, 2022 | Aug 13, 2025 | no | New York, NY | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Jan 28, 2015 | Dec 31, 2022 | no | New York, NY|New York, NY|New York, NY|Memphis, TN|New York, NY|New York, NY|New York, NY|New York, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 4, 2012 | Dec 22, 2014 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | NEWEDGE ADVISORS | Aug 13, 2025 | Aug 1, 2025 | -12 | Firm change | Ibd to ibd |
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Dec 31, 2022 | Aug 10, 2022 | -143 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | B RILEY WEALTH MANAGEMENT | Dec 22, 2014 | Jan 28, 2015 | 37 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115927:171351:NY:2025-08-13 | Aug 13, 2025 | Aug 1, 2025 | NEW YORK, NY | Firm change |