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Advisor at WELLS FARGO ADVISORS
EDMONDS, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 4, 2017 | n/a | yes | EDMONDS, WA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Aug 15, 2008 | Jun 28, 2017 | no | EDMONDS, WA|SEATTLE, WA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Aug 19, 2008 | no | SEATTLE, WA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 26, 1998 | Apr 2, 2007 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Jun 28, 2017 | Aug 4, 2017 | 37 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY & CO. LLC | RBC CAPITAL MARKETS, LLC | Aug 19, 2008 | Aug 15, 2008 | -4 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |