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P••••• J•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

P••••• J•••••• B•••••

Advisor at R•••••• F••••• W••••• L••

PLANO, TX

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Search this name across graphsid dfx:ria:135e3b92-6cce-9a2f-ee6a-21ba719d2dd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• F••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• F••••• W••••• L••	Independent wealth	Jan 18, 2025	n/a	yes	PLANO, TX	Current employment
X• W••••• M•••••••••	Former SEC adviser	Jan 16, 2025	Feb 3, 2025	no	DALLAS, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
X• W••••• M•••••••••	R•••••• F••••• W••••• L••	Feb 3, 2025	Jan 18, 2025	-16	Firm change	RIA to new firm
R•••••• J•••• • A••••••••• I•••	X• W••••• M•••••••••	Apr 15, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:281767:TX:2020-04-15	Apr 15, 2020	Apr 28, 2020	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ R•••••• F••••• W••••• L••Registered adviserregistration: current employment
Jan 18, 2025 to presentfactForm ADV
→ X• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 16, 2025 to Feb 3, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 26, 2007 to Apr 15, 2020factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
P••••• J•••••• B••••• left X• W••••• M••••••••• for R•••••• F••••• W••••• L•• (registered 2025-01-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:135e3b92-6cce-9a2f-ee6a-21ba719d2dd8
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.