DFX Intelligence

R•••••• F••••• W••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R•••••• F••••• W••••• L••

CRD 334013

PLANO, TX

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Search this name across graphsid dfx:ria:b4aba303-9e4b-f2b7-5824-d3b6f74d9031

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 1
Observed: Dec 13, 2024 to Aug 4, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

R•••••• F••••• W••••• L••

Family office · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $259M••• Locked
Discretionary RAUM: $252M
Private client RAUM: $255Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $129Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••• F• E••••••••	n/a	GOLDEN, CO \| PLANO, TX	1	10	2	yes
P••••• J•••••• B•••••	n/a	PLANO, TX	1	44

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• P•••••• J••••••	President	E	yes	02/2020	Dec 13, 2024	Dec 13, 2024
E•••••••• W••••• M••••••••• L••	Owner	D	yes	01/2023	Dec 13, 2024	Dec 13, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Golden	Co	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$259M	$222M	16.6%	n/a	n/a	4	4	1	1

Relationships

Registered with (2)

← P••••• J•••••• B•••••Advisorregistration: current employment
Jan 18, 2025 to presentfactForm ADV
← E••• F• E••••••••Advisorregistration: current employment
Jan 13, 2025 to presentfactForm ADV

Controls (4)

← E••••••••• E•••• F•OwnerPRESIDENT, ownership code E, individual
Dec 13, 2024 to Dec 13, 2024factForm ADV
← B•••••• P•••••• J••••••

Dated events

Occurred
Aug 4, 2026
Ria hq relocated
••• Locked
Form ADVobserved today
Occurred
Dec 13, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4aba303-9e4b-f2b7-5824-d3b6f74d9031
First observed: Dec 13, 2024
Last observed: Aug 4, 2026 50 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.