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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

KEITH THOMAS BROTHERS

Advisor at GLADSTONE WEALTH PARTNERS

PALM BEACH GARDENS, FL | Bedminster, NJ | BOCA RATON, FL

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Search this name across graphsid dfx:ria:1386dcf7-3a2a-dc2d-762a-09e877b066d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLADSTONE WEALTH PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Sep 28, 2009
First registration: Sep 29, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5403898

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLADSTONE WEALTH PARTNERS	Bd affiliated wealth	Feb 9, 2016	n/a	yes	PALM BEACH GARDENS, FL\|BOCA RATON, FL\|Bedminster, NJ	Current employment
PRIVATE PORTFOLIO PARTNERS, LLC	Former SEC adviser	Aug 4, 2014	Dec 19, 2016	no	BEDMINSTER, NJ\|PARAMUS, NJ	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	May 20, 2013	Aug 7, 2014	no	MELVILLE, NY	Previous registration
MORGAN STANLEY	Wirehouse	Aug 25, 2011	Jun 4, 2013	no	WESTFIELD, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 29, 2009	Aug 26, 2011	no	COLTS NECK, NJ\|LAMBERTVILLE, NJ\|SERGEANTSVILLE, NJ\|RINGOES, NJ\|BRIDGEWATER, NJ\|HOPEWELL, NJ\|PENNINGTON, NJ\|PENNINGTON, NJ\|COLTS NECK, NJ\|MONROE TOWNSHIP, NJ\|MONROE, NJ\|MONROE TWP., NJ\|LAMBERTVILLE, NJ\|SERGEANTSVILLE, NJ\|RINGOES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE PORTFOLIO PARTNERS, LLC	GLADSTONE WEALTH PARTNERS	Dec 19, 2016	Feb 9, 2016	-314	Firm change after gap	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	PRIVATE PORTFOLIO PARTNERS, LLC	Aug 7, 2014	Aug 4, 2014	-3	Firm change	Other
MORGAN STANLEY	CAPITAL ONE FINANCIAL ADVISORS LLC	Jun 4, 2013	May 20, 2013	-15	Firm change	Other
PNC WEALTH MANAGEMENT	MORGAN STANLEY	Aug 26, 2011	Aug 25, 2011	-1	Firm change	Other

Relationships

Registered with (5)

→ GLADSTONE WEALTH PARTNERSRegistered adviserregistration: current employment
Feb 9, 2016 to presentfactForm ADV
→ PRIVATE PORTFOLIO PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 4, 2014 to Dec 19, 2016factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
May 20, 2013 to Aug 7, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 25, 2011 to Jun 4, 2013factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 29, 2009 to Aug 26, 2011factForm ADV

Dated events

No dated event names this entity yet.