DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith Thomas Brothers
Feed of 09/15/2026
At current firm
10 y
since Feb 9, 2016
In the industry
16 y
since Sep 28, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gladstone Wealth Partners BD affiliated currentsince Feb 9, 2016 · Palm Beach Gardens, Fl
- Private Portfolio Partners, LLC formerAug 4, 2014 to Dec 19, 2016 · Bedminster, Nj
- Capital One Financial Advisors LLC unclassifiedMay 20, 2013 to Aug 7, 2014 · Melville, Ny
- Morgan Stanley wirehouseAug 25, 2011 to Jun 4, 2013 · Westfield, Nj
- Pnc Wealth Management BD affiliatedSep 29, 2009 to Aug 26, 2011 · Colts Neck, Nj
Moves
a registration end followed by a registration begin elsewhere
- Private Portfolio Partners, LLC to Gladstone Wealth Partnersleft Dec 19, 2016, registered Feb 9, 2016 (-314 days) · Other
- Capital One Financial Advisors LLC to Private Portfolio Partners, LLCleft Aug 7, 2014, registered Aug 4, 2014 (-3 days) · Other
- Morgan Stanley to Capital One Financial Advisors LLCleft Jun 4, 2013, registered May 20, 2013 (-15 days) · Other
- Pnc Wealth Management to Morgan Stanleyleft Aug 26, 2011, registered Aug 25, 2011 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address