DFX Intelligence

P••• W••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

P••• W••• I••••••••• L••

CRD 300977

AUSTIN, TX

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Search this name across graphsid dfx:ria:138f9872-6f14-bea5-c5f3-06fd211d80e1

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2026 to Feb 18, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 300977
Filings on the tape: 1
First filed: Feb 18, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• P••••• S••••••••	n/a	AUSTIN, TX \| KATY, TX	4	28	10	yes
L••••• J•• C••••••	n/a	AUSTIN, TX	4	16

Relationships

Registered with (3)

← R••••• P••••• S••••••••Advisorregistration: previous registration
Jan 8, 2021 to Dec 31, 2021factForm ADV
← L••••• J•• C••••••Advisorregistration: previous registration
Jan 14, 2020 to Dec 31, 2021factForm ADV
← N•••••• M•••••••••Advisorregistration: previous registration
Dec 17, 2019 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:138f9872-6f14-bea5-c5f3-06fd211d80e1
First observed: Feb 18, 2026
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.