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Advisor at PARK WALK INVESTMENTS LLC
AUSTIN, TX | KATY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK WALK INVESTMENTS LLC | State registered | Feb 18, 2022 | n/a | yes | AUSTIN, TX|KATY, TX | Current employment |
| PARK WALK INVESTMENTS LLC | State registered | Jan 21, 2022 | Dec 31, 2021 | no | AUSTIN, TX | Previous registration |
| PARK WALK INVESTMENTS LLC | State registered | Jan 8, 2021 | Dec 31, 2021 | no | AUSTIN, TX | Previous registration |
| SUNBELT SECURITIES | Bd affiliated wealth | Jun 26, 2017 | Jan 10, 2019 | no | HOUSTON, TX|HOUSTON, TX|Houston, TX | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | Aug 22, 2014 | Jun 22, 2017 | no | DALLAS, TX | Previous registration |
| SUMMIT ADVISOR SOLUTIONS | Former SEC adviser | Nov 20, 2013 | Feb 28, 2014 | no | DALLAS, TX | Previous registration |
| FORTITUDE ADVISORY GROUP L.L.C. | Independent wealth | Nov 20, 2013 | Feb 28, 2014 | no | GIG HARBOR, WA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jun 25, 2007 | Jan 30, 2012 | no | HOUSTON, TX | Previous registration |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Jan 25, 2007 | May 4, 2007 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| SUNAMERICA SECURITIES, INC. | n/a | Mar 23, 2004 | Apr 14, 2005 | no | PHOENIX, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 8, 1999 | Sep 9, 2003 | no | LA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | PARK WALK INVESTMENTS LLC | Jan 10, 2019 | Jan 8, 2021 | 729 | Firm change after gap | RIA to state RIA |
| WFG ADVISORS, LP | SUNBELT SECURITIES | Jun 22, 2017 | Jun 26, 2017 | 4 | Firm change | Other |
| SUMMIT ADVISOR SOLUTIONS | FORTITUDE ADVISORY GROUP L.L.C. | Feb 28, 2014 | Nov 20, 2013 | -100 | Firm change after gap | Other |
| FORTITUDE ADVISORY GROUP L.L.C. | WFG ADVISORS, LP | Feb 28, 2014 | Aug 22, 2014 | 175 | Firm change | Other |
| NEXT FINANCIAL GROUP, INC. | SUMMIT ADVISOR SOLUTIONS | Jan 30, 2012 | Nov 20, 2013 | 660 | Firm change after gap | Other |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | NEXT FINANCIAL GROUP, INC. | May 4, 2007 | Jun 25, 2007 | 52 | Firm change | Other |
| SUNAMERICA SECURITIES, INC. | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Apr 14, 2005 | Jan 25, 2007 | 651 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUNAMERICA SECURITIES, INC. | Sep 9, 2003 | Mar 23, 2004 | 196 | Firm change | Other |