DFX Intelligence

C•••••• H••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C•••••• H••••• K••••••

Advisor at G••••• R••••••••• P••••••• L••

Pittsburgh, PA | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:1396583e-e6f8-2d84-0729-54703765879c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Dec 1, 2021	n/a	yes	SAN RAFAEL, CA\|Pittsburgh, PA	Current employment
F•••••• G••••• L••	Former SEC adviser	Sep 26, 2008	Mar 4, 2022	no	PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• G••••• L••	G••••• R••••••••• P••••••• L••	Mar 4, 2022	Dec 1, 2021	-93	Firm change after gap	Other
S••••••• I••••••••• A•••••••• I•••	F•••••• G••••• L••	Sep 7, 2007	Sep 26, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
147134:172011:PA:2022-03-04	Mar 4, 2022	Dec 1, 2021	PITTSBURGH, PA	Firm change after gap

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ F•••••• G••••• L••Registered adviserregistration: previous registration
Sep 26, 2008 to Mar 4, 2022factForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2007 to Sep 7, 2007factForm ADV
→ I•••••••• A••••••• I••Registered adviser

Dated events

Occurred
Mar 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1396583e-e6f8-2d84-0729-54703765879c
First observed: Jul 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.