RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• H••••• K••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Dec 1, 2021 · San Rafael, Ca
- F•••••• G••••• L•• formerSep 26, 2008 to Mar 4, 2022 · Pittsburgh, Pa
- S••••••• I••••••••• A•••••••• I••• otherJan 1, 2007 to Sep 7, 2007 · Portland, Or
- I•••••••• A••••••• I•• unclassifiedJul 9, 2002 to Jan 1, 2007 · Pittsburgh, Pa
- F•••••• G••••• L•• to G••••• R••••••••• P••••••• L••left Mar 4, 2022, registered Dec 1, 2021 (-93 days) · Other · moved with a team
- S••••••• I••••••••• A•••••••• I••• to F•••••• G••••• L••left Sep 7, 2007, registered Sep 26, 2008 (385 days) · Other
- I•••••••• A••••••• I•• to S••••••• I••••••••• A•••••••• I•••left Jan 1, 2007, registered Jan 1, 2007 (0 days) · Other
- C•••••• H••••• K•••••• left F•••••• G••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2021-12-01)Mar 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address