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Advisor at ROFFMAN MILLER ASSOCIATES INC
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROFFMAN MILLER ASSOCIATES INC | Independent wealth | Apr 17, 2020 | n/a | yes | PHILADELPHIA, PA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 5, 2003 | Dec 12, 2018 | no | Wayne, PA|Allentown, PA|WESTLAKE, TX|Yardley, PA|Princeton, NJ | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jun 5, 2002 | Jun 13, 2002 | no | BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | ROFFMAN MILLER ASSOCIATES INC | Dec 12, 2018 | Apr 17, 2020 | 492 | Firm change after gap | Ibd to RIA |
| PRUDENTIAL EQUITY GROUP, LLC | CHARLES SCHWAB & CO., INC. | Jun 13, 2002 | Mar 5, 2003 | 265 | Firm change | Other |