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ROFFMAN MILLLER ASSOCIATES INC, CRD 106019
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT PETERS MILLER | n/a | PHILADELPHIA, PA | 35 | 35 | n/a | no |
| PAULETTE GREENWELL | Chartered Financial Analyst | PHILADELPHIA, PA | 29 | 31 | n/a | no |
| ROBERT THOMAS HOFMANN | Certified Financial Planner | PHIALDELPHIA, PA | 21 | 31 | n/a | no |
| LORI ANN HARTMAN | n/a | PHILADELPHIA, PA | 21 | 24 | n/a | no |
| MARK RICHARD FROMBACH | Chartered Financial Analyst | PHILADELPHIA, PA | 19 | 26 | n/a | no |
| RYAN TIMOTHY CROOKS | n/a | PHILADELPHIA, PA | 18 | 27 | n/a | no |
| SUSAN LYNN ARNOLD | n/a | PHILADELPHIA, PA | 18 | 30 | 3 | no |
| KEVIN JOSEPH COOKE | Certified Financial Planner | PHILADELPHIA, PA | 12 | 18 | 3 | no |
| GERARD GEORGE GUERTIN | Chartered Financial Consultant | Philadelphia, PA | 10 | 27 | 4 | no |
| EARL R. MILLER | n/a | PHILADELPHIA, PA | 7 | 14 | 3 | no |
| MARTIN JEFFREY MOYERS | Certified Financial Planner | PHILADELPHIA, PA | 6 | 27 | 2 | no |
| David Gradzki | Certified Financial Planner | PHILADELPHIA, PA | 4 | 13 | n/a | no |
| ANDREW DAMICO | Chartered Financial Analyst | PHILADELPHIA, PA | 4 | 11 | 1 | no |
| Peter F Gaertner | Certified Financial Planner | PHILADELPHIA, PA | 2 | 16 | 3 | no |
| ROBERT ALLAN RIEGEN | Certified Financial Planner | PHILADELPHIA, PA | 2 | 23 | 2 | no |
| Cole R. Hofmann | n/a | PHILADELPHIA, PA | 1 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GREENWELL, PAULETTE | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | C | yes | 06/1998 | Aug 25, 2026 | Aug 25, 2026 |
| HOFMANN, ROBERT, THOMAS | PRESIDENT & INVESTMENT MANAGER TREASURER | C | yes | 06/2005 | Aug 25, 2026 | Aug 25, 2026 |
| MILLER, ROBERT, PETERS | CHAIRMAN AND FOUNDER | A | yes | 10/1990 | Aug 25, 2026 | Aug 25, 2026 |
| FROMBACH, MARK, RICHARD | CHIEF INVESTMENT OFFICER, TREASURER | B | yes | 06/2008 | Mar 4, 2016 | Aug 1, 2024 |
| GORIN, ROY, L. | Director | Na | no | 05/1995 | Aug 25, 2026 | Aug 25, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $3.2B | $3.2B | 15 | 14 | 0 | n/a | n/a |
| 2024 | Feb 20, 2025 | $2.9B | $2.9B | 15 | 14 | 0 | n/a | n/a |
| 2023 | Feb 26, 2024 | $2.5B | $2.5B | 12 | 12 | 0 | n/a | n/a |
| 2022 | Feb 21, 2023 | $2.1B | $2.1B | 11 | 11 | 0 | n/a | n/a |
| 2021 | Mar 10, 2022 | $2.3B | $2.3B | 11 | 11 | 0 | n/a | n/a |
| 2020 | Mar 11, 2021 | $1.9B | $1.9B | 10 | 10 | 0 | n/a | n/a |
| 2019 | Feb 13, 2020 | $1.7B | $1.7B | 9 | 9 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $1.4B | $1.4B | 9 | 9 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $1.3B | $1.3B | 8 | 8 | 0 | n/a | n/a |
| 2016 | Jan 30, 2017 | $1.1B | $1.1B | 8 | 8 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $921M | $21.8M | 9 | 9 | n/a | n/a | n/a |
| 2014 | Jan 29, 2015 | $833M | $817M | 9 | 9 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $719M | $705M | 8 | 8 | n/a | n/a | n/a |
| 2012 | Jan 25, 2013 | $547M | $531M | 8 | 8 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $485M | $475M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.2B | $2.9B | 10.5% | $2.1B | 15.2% | 15 | 15 | 1 | 0 |