DFX Intelligence

L•••• R••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

L•••• R••••• K•••••••

Advisor at I••• A•••••••• L•••

INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• A•••••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 28, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• A•••••••• L•••	State registered	Jan 28, 2010	n/a	yes	INDIANAPOLIS, IN	Current employment
Q•• F•••••••• L••	n/a	Jul 6, 2009	Mar 4, 2010	no	INDIANAPOLIS, IN\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•• F•••••••• L••	I••• A•••••••• L•••	Mar 4, 2010	Jan 28, 2010	-35	Firm change after gap	Other
A••••••••• P••••••• I••••••••• A••••••• I••	W••••••••• W••••• M••••••••• L••	Jul 6, 2009	Jun 20, 2005

Relationships

Registered with (5)

→ I••• A•••••••• L•••Registered adviserregistration: current employment
Jan 28, 2010 to presentfactForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration
Jul 6, 2009 to Mar 4, 2010factForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Apr 7, 2005 to Jul 6, 2009factForm ADV
→ W••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 3, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.