RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• R••••• K•••••••
- I••• A•••••••• L••• state registered currentsince Jan 28, 2010 · Indianapolis, In
- Q•• F•••••••• L•• unclassifiedJul 6, 2009 to Mar 4, 2010 · Indianapolis, In
- W••••••••• W••••• M••••••••• L•• independent RIAJun 25, 2009 to Jul 6, 2009 · Indianapolis, In
- W••••••••• W••••• M••••••••• L•• independent RIAJun 20, 2005 to Dec 31, 2007 · Indianapolis, In
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedApr 7, 2005 to Jul 6, 2009 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDFeb 3, 2003 to Mar 21, 2005 · Fishers (Indianapolis), In
- Q•• F•••••••• L•• to I••• A•••••••• L•••left Mar 4, 2010, registered Jan 28, 2010 (-35 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to W••••••••• W••••• M••••••••• L••left Jul 6, 2009, registered Jun 20, 2005 (-1477 days) · Other
- W••••••••• W••••• M••••••••• L•• to Q•• F•••••••• L••left Jul 6, 2009, registered Jul 6, 2009 (0 days) · Other
- C•••••• S••••• • C••• I••• to A••••••••• P••••••• I••••••••• A••••••• I••left Mar 21, 2005, registered Apr 7, 2005 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address