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RIA / WealthAdvisor10 years in industry

KATHERINE ELIZABETH F DAVIS

Advisor at RIVERSEDGE ADVISORS

WILMINGTON, DE

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Search this name across graphsid dfx:ria:13c06544-b92a-f6fc-d7bd-4120e7eec46d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIVERSEDGE ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Oct 27, 2015
First registration: Oct 28, 2015
Dual registered: no
Other names: KATHERINE E MURPHY|KATHERINE E DAVIS|Katherine Murphy
IAPD individual key: 6464456

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIVERSEDGE ADVISORS	Independent wealth	Jan 26, 2026	n/a	yes	WILMINGTON, DE	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 4, 2019	Jan 29, 2021	no	Wilmington, DE	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 23, 2018	Feb 12, 2019	no	CHADDS FORD, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 28, 2015	Aug 25, 2016	no	WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	RIVERSEDGE ADVISORS	Jan 29, 2021	Jan 26, 2026	1,823	Firm change after gap	Ibd to RIA
RBC CAPITAL MARKETS, LLC	COMMONWEALTH FINANCIAL NETWORK	Feb 12, 2019	Mar 4, 2019	20	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RBC CAPITAL MARKETS, LLC	Aug 25, 2016	Apr 23, 2018	606	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (4)

→ RIVERSEDGE ADVISORSRegistered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 4, 2019 to Jan 29, 2021factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 23, 2018 to Feb 12, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 28, 2015 to Aug 25, 2016factForm ADV

Dated events

No dated event names this entity yet.