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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MATTHEW BROWNING

Advisor at OSAIC WEALTH, INC.

HARRISBURG, AR

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Search this name across graphsid dfx:ria:13c7353b-2fab-24d4-2a2f-59e457f84b2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 4, 2006
First registration: Oct 17, 2006
Dual registered: yes, broker-dealer
Other names: MATTHEW BROWNING|MATT BROWNING|MATTHEW BART BROWNING
IAPD individual key: 5199651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	HARRISBURG, AR	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 20, 2012	Jun 14, 2024	no	JONESBORO, AR\|JONESBORO, AR\|JONESBORO, AR\|JONESBORO, AR\|HARRISBURG, AR	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 29, 2011	Apr 20, 2012	no	JONESBORO, AR	Previous registration
EDWARD JONES	National bd RIA	Oct 17, 2006	May 2, 2011	no	JONESBORO, AR\|ST LOUIS, MO\|FORREST CITY, AR\|JONESBORO, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SECURITIES AMERICA ADVISORS, INC.	Apr 20, 2012	Apr 20, 2012	0	Firm change	Other
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 2, 2011	Apr 29, 2011	-3	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 20, 2012 to Jun 14, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 29, 2011 to Apr 20, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 17, 2006 to May 2, 2011factForm ADV

Dated events

No dated event names this entity yet.