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Advisor at CATALYST INVESTMENT MANAGEMENT LLC
WINDHAM, NH | Pownal, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CATALYST INVESTMENT MANAGEMENT LLC | Independent wealth | Oct 11, 2020 | n/a | yes | Pownal, ME|WINDHAM, NH | Current employment |
| MAINE FINANCIAL ADVISORS, INC. | n/a | Jul 12, 2012 | Oct 7, 2020 | no | PORTLAND, ME | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 19, 2004 | Aug 15, 2011 | no | PORTLAND, ME | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 19, 2003 | Apr 26, 2004 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAINE FINANCIAL ADVISORS, INC. | CATALYST INVESTMENT MANAGEMENT LLC | Oct 7, 2020 | Oct 11, 2020 | 4 | Firm change | Other |
| STRATEGIC ADVISERS LLC | MAINE FINANCIAL ADVISORS, INC. | Aug 15, 2011 | Jul 12, 2012 | 332 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | STRATEGIC ADVISERS LLC | Apr 26, 2004 | May 19, 2004 | 23 | Firm change | Ibd to ibd |