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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CATALYST INVESTMENT MANAGEMENT LLC

CRD 298122

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd6626cc-b00c-993d-62ad-b4f0017fbcc7

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 21, 2023 to May 4, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $130MItem 5.F on the latest filing (2026-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $130M
Private client RAUM: $130MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $64.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 214
Individual clients: 25
High net worth clients: 35
Custody, client assets: $52.0M
SEC number: 801-127508
CRD: 298122
Filings on the tape: 9
First filed: Feb 21, 2023
Latest filed: May 4, 2026
Organised: Limited Liability Company, NH
Website: catalystinvestmentmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICHOLAS JOSEPH SHEA	n/a	WINDHAM, NH	7	41	5	no
THOMAS BRIAN MCENANEY	Certified Financial Planner	WINDHAM, NH \| Pownal, ME	5	40	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATKINS, DAWN	Principal	C	yes	02/2021	Jun 18, 2024	Aug 5, 2024
QUINN, KIMBERLY, A.	Partner	A	yes	06/2019	Feb 21, 2023	Aug 5, 2024
SHEA, NICHOLAS, JOSEPH	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	07/2018	Feb 21, 2023	Aug 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CATALYST INSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW GLOUCESTER	Me	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 23, 2026	$130M	$130M	4	2	2	n/a	n/a
2024	Apr 28, 2025	$122M	$122M	4	2	2	n/a	n/a
2023	Mar 25, 2024	$124M	$124M	5	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$130M	$122M	6.4%	n/a	n/a	4	4	2	2

Relationships

Registered with (3)

← THOMAS BRIAN MCENANEYAdvisorregistration: current employment
Oct 11, 2020 to presentfactForm ADV
← NICHOLAS JOSEPH SHEAAdvisorregistration: current employment
Oct 18, 2018 to presentfactForm ADV
← KIMBERLY A. QUINNAdvisorregistration: previous registration
Jun 19, 2019 to Feb 5, 2025factForm ADV

Controls (3)

← ATKINS, DAWNOwnerPRINCIPAL, ownership code C, individual
Jun 18, 2024 to Aug 5, 2024factForm ADV
← SHEA, NICHOLAS, JOSEPHOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 21, 2023 to Aug 5, 2024factForm ADV
← QUINN, KIMBERLY, A.OwnerPARTNER, ownership code A, individual
Feb 21, 2023 to Aug 5, 2024factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
Kimberly A. Quinn left Catalyst Investment Management Llc for Ksq Financial Services Llc (registered 2024-11-18)
Form ADVobserved 4 days ago
Occurred
Jun 18, 2024
Control person joined
Dawn Atkins (Marketing Director) appeared on Schedule A of Catalyst Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Feb 21, 2023
First Form ADV filing
Catalyst Investment Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd6626cc-b00c-993d-62ad-b4f0017fbcc7
First observed: Feb 21, 2023
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CATALYST INVESTMENT MANAGEMENT LLC

CRD 298122

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd6626cc-b00c-993d-62ad-b4f0017fbcc7

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICHOLAS JOSEPH SHEA

n/a

WINDHAM, NH

THOMAS BRIAN MCENANEY

Certified Financial Planner

WINDHAM, NH | Pownal, ME

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATKINS, DAWN

Principal

yes

02/2021

Jun 18, 2024

Aug 5, 2024

QUINN, KIMBERLY, A.

Partner

yes

06/2019

Feb 21, 2023

Aug 5, 2024

SHEA, NICHOLAS, JOSEPH

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

07/2018

Feb 21, 2023

Aug 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CATALYST INSURANCE, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW GLOUCESTER

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$130M

n/a

2024

Apr 28, 2025

$122M

n/a

2023

Mar 25, 2024

$124M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$130M

$122M

6.4%

n/a