DFX Intelligence

H•••• A••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

H•••• A••••• K•••••••••

Advisor at F•••• C••••••• A•••• M••••••••• I••

••• Locked

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Search this name across graphsid dfx:ria:13e2b650-08d9-6855-1720-407cf688f97d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	May 15, 2017	n/a	yes	COLUMBIA, SC\|North Myrtle Beach, SC\|Myrtle Beach, SC	Current employment
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Nov 1, 2006	n/a	yes	Myrtle Beach, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• I••••••• S•••••••• I•••	F•••• C••••••• A•••• M••••••••• I••	Nov 1, 2006	Nov 1, 2006	0	Firm change	Other

Relationships

Registered with (2)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 10, 1999 to Nov 1, 2006factForm ADV
→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Nov 1, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13e2b650-08d9-6855-1720-407cf688f97d
First observed: Jun 10, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.