This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Feb 20, 2016

First registration

Mar 22, 2016

Dual registered

yes, broker-dealer

Other names

MICHAEL ROBERT PETERSON|Michael Peterson

IAPD individual key

6521084

• Occurred

  Apr 20, 2022
  Advisor changed firm

  Michael Robert Peterson left Confidence Wealth Management, Inc. for Osaic Fa, Inc. (registered 2024-02-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:13f7b9a1-051b-ef90-8333-541e25df0bc0

First observed

Mar 22, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.