DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Robert Peterson
Feed of 09/14/2026
Also filed as Michael Robert Peterson
At current firm
1 y
since Jan 24, 2025
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 24, 2025 · Rancho Santa Fe, Ca
- Osaic Fa, Inc. formerFeb 20, 2024 to Jan 24, 2025 · Rancho Santa Fe, Ca
- Confidence Wealth Management, Inc. independent RIAMay 12, 2021 to Apr 20, 2022 · Los Angeles, Ca
- Edward Jones national BDJun 14, 2019 to Feb 8, 2021 · San Diego, Ca
- Waddell & Reed formerMar 22, 2016 to May 13, 2019 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- Confidence Wealth Management, Inc. to Osaic Fa, Inc.left Apr 20, 2022, registered Feb 20, 2024 (671 days) · RIA to affiliated broker-dealer or bank
- Edward Jones to Confidence Wealth Management, Inc.left Feb 8, 2021, registered May 12, 2021 (93 days) · Affiliated broker-dealer or bank to independent RIA
- Waddell & Reed to Edward Jonesleft May 13, 2019, registered Jun 14, 2019 (32 days) · Affiliated broker-dealer or bank to another
Signals
- Michael Robert Peterson left Confidence Wealth Management, Inc. for Osaic Fa, Inc. (registered 2024-02-20)Apr 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address