DFX Intelligence
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Reading the graph
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Advisor at D••••••••• W••••• S••••••••• I•••
TROY, MI | GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••••••••• W••••• S••••••••• I••• | Independent wealth | Jan 1, 2025 | n/a | yes | TROY, MI|GREENVILLE, SC | Current employment |
| C•• I••••••••• I•• | Independent wealth | Jul 8, 2021 | Oct 24, 2024 | no | ROCHESTER, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•• I••••••••• I•• | D••••••••• W••••• S••••••••• I••• | Oct 24, 2024 | Jan 1, 2025 | 69 | Firm change | RIA to RIA |
| L•• F•••••••• L•• | C•• I••••••••• I•• | Dec 9, 2020 | Jul 8, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 139067:315846:MI:2024-10-24 | Oct 24, 2024 | Jan 1, 2025 | ROCHESTER, MI | Firm change |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 27, 2015 | Dec 9, 2020 | no | CHESTERFIELD, MI|SAN DIEGO, CA|CHESTERFIELD, MI|SHELBY TOWNSHIP, MI|SHELBY TOWNSHIP, MI|ST. CLAIR SHORES, MI|CHESTERFIELD TWP, MI | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 28, 2002 | Oct 31, 2003 | no | MIDVALE, UT | Previous registration |
| Firm change |
| Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Oct 31, 2003 | Jul 27, 2015 | 4,287 | Firm change after gap | Other |