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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

BARRY A MILLS

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

BOCA RATON, FL | LIGHTHOUSE, FL

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Search this name across graphsid dfx:ria:13ff93d0-1a75-69d2-d71b-1244b2170abf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Nov 20, 1992
First registration: Dec 3, 2010
Dual registered: yes, broker-dealer
Other names: BARRY ALBERT MILLS
IAPD individual key: 839219

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Aug 21, 2020	n/a	yes	BOCA RATON, FL\|LIGHTHOUSE, FL	Current employment
AEGIS CAPITAL CORP.	Bd affiliated wealth	May 16, 2014	Jan 22, 2020	no	LIGHTHOUSE POINT, FL\|WESTON, CT\|NEW YORK, NY	Previous registration
WESTPORT RESOURCES MANAGEMENT INC	Former SEC adviser	Aug 20, 2012	Jun 10, 2014	no	WESTPORT, CT	Previous registration
MORGAN STANLEY	Wirehouse	Dec 3, 2010	Sep 7, 2012	no	Stamford, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS CAPITAL CORP.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jan 22, 2020	Aug 21, 2020	212	Firm change	Ibd to RIA
WESTPORT RESOURCES MANAGEMENT INC	AEGIS CAPITAL CORP.	Jun 10, 2014	May 16, 2014	-25	Firm change	Other
MORGAN STANLEY	WESTPORT RESOURCES MANAGEMENT INC	Sep 7, 2012	Aug 20, 2012	-18	Firm change	Other

Relationships

Registered with (4)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Aug 21, 2020 to presentfactForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
May 16, 2014 to Jan 22, 2020factForm ADV
→ WESTPORT RESOURCES MANAGEMENT INCRegistered adviserregistration: previous registration
Aug 20, 2012 to Jun 10, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 3, 2010 to Sep 7, 2012factForm ADV

Dated events

No dated event names this entity yet.