DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barry A Mills
Feed of 09/15/2026
Also filed as Barry Albert Mills
At current firm
6 y
since Aug 21, 2020
In the industry
33 y
since Nov 20, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Aug 21, 2020 · Boca Raton, Fl
- Aegis Capital Corp. BD affiliatedMay 16, 2014 to Jan 22, 2020 · Lighthouse Point, Fl
- Westport Resources Management Inc formerAug 20, 2012 to Jun 10, 2014 · Westport, Ct
- Morgan Stanley wirehouseDec 3, 2010 to Sep 7, 2012 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Aegis Capital Corp. to A.G.P / Alliance Global Partnersleft Jan 22, 2020, registered Aug 21, 2020 (212 days) · Affiliated broker-dealer or bank to independent RIA
- Westport Resources Management Inc to Aegis Capital Corp.left Jun 10, 2014, registered May 16, 2014 (-25 days) · Other
- Morgan Stanley to Westport Resources Management Incleft Sep 7, 2012, registered Aug 20, 2012 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address