DFX Intelligence

J•••• D••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J•••• D••• M•••••••

Advisor at C••••••• P••••••• I••••••••• A•••••••• L••

NEWPORT BEACH, CA | EDEN PRAIRIE, MN

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Search this name across graphsid dfx:ria:14074dcf-8eec-5a8b-621b-10c718ef4319

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Nov 9, 2021	n/a	yes	NEWPORT BEACH, CA\|EDEN PRAIRIE, MN	Current employment
O•••••••••	I•••••••••_MANAGER	Dec 22, 2014	Jan 6, 2022	no	GOLDEN VALLEY, MN\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	C••••••• P••••••• I••••••••• A•••••••• L••	Jan 6, 2022	Nov 9, 2021	-58	Firm change after gap	Other
L•• F•••••••• L••	F•••••••• A•••••••• A••••••• S•••••••	Mar 2, 2017	Jan 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:126777:KS:2022-01-06	Jan 6, 2022	Nov 9, 2021	OVERLAND PARK, KS	Firm change after gap
6413:147786:OH:2017-03-02	Mar 2, 2017	Jan 28, 2014	BRYAN, OH	Firm change after gap

Relationships

Registered with (7)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Dec 22, 2014 to Jan 6, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2010 to Mar 2, 2017factForm ADV
→ F•••••••• A•••••••• A••••••• S•••••••

Dated events

Occurred
Jan 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14074dcf-8eec-5a8b-621b-10c718ef4319
First observed: Jul 21, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.