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CRD 154965
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DONALD GREGG OLSON | n/a | SIOUX FALLS, SD | 14 | 37 | 3 | no |
| ALAN LEE MILLER | n/a | SIOUX FALLS, SD | 14 | 28 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MILLER ASSET MANAGEMENT, INC. | Member | D | yes | 08/2010 | Dec 5, 2011 | Jan 17, 2012 |
| MILLER, ALAN, LEE | Owner | D | yes | 12/2004 | Dec 5, 2011 | Jan 17, 2012 |
| MILLER, ALAN, LEE | PARTNER AND MANAGING MEMBER | Na | yes | 08/2010 | Dec 5, 2011 | Jan 17, 2012 |
| MILLER, RHETT, D. | Owner | C | yes | 03/2007 | Dec 5, 2011 | Jan 17, 2012 |
| MILLER, RHETT, DUGAN | PARTNER AND MANAGING MEMBER | Na | yes | 08/2010 | Dec 5, 2011 | Jan 17, 2012 |
| OLSON, DONALD, GREGG | PARTNER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | yes | 08/2010 | Dec 5, 2011 | Jan 17, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Jan 17, 2012 | $57.5M | $47.7M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $57.5M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |