DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RESOLVE CAPITAL MANAGEMENT LLC
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RESOLVE CAPITAL MANAGEMENT LLC | Former SEC adviser | Feb 21, 2012 | n/a | yes | SIOUX FALLS, SD | Current employment |
| RESOLVE CAPITAL MANAGEMENT LLC | Former SEC adviser | Sep 20, 2010 | Dec 31, 2011 | no | SIOUX FALLS, SD | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 27, 2005 | Oct 7, 2010 | no | SIOUX FALLS, SD | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 28, 1997 | May 25, 2005 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RESOLVE CAPITAL MANAGEMENT LLC | Oct 7, 2010 | Sep 20, 2010 | -17 | Firm change | Other |
| MORGAN STANLEY DW INC. | RAYMOND JAMES & ASSOCIATES, INC. | May 25, 2005 | May 27, 2005 | 2 | Firm change | Other |