DFX Intelligence

S•••• M• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

S•••• M• P•••••••

Advisor at E•••••••• P••

BERWYN, PA | Trumbull, CT

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Search this name across graphsid dfx:ria:140de0cf-14ee-842c-5d55-f534c4767cf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P••	Independent wealth	Sep 4, 2024	n/a	yes	Trumbull, CT\|BERWYN, PA	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Jan 3, 2011	Aug 18, 2022	no	PRINCETON, NJ\|NEW YORK, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	E•••••••• P••	Aug 18, 2022	Sep 4, 2024	748	Firm change after gap	Other
M••••• S••••••	B•••••••• I••••••••• M••••••••• L••	Dec 13, 2010	Jan 3, 2011

Relationships

Registered with (5)

→ E•••••••• P••Registered adviserregistration: current employment
Sep 4, 2024 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2011 to Aug 18, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Dec 13, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Aug 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:140de0cf-14ee-842c-5d55-f534c4767cf7
First observed: Nov 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.