DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott M Pearlman
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Sep 4, 2024
In the industry
22 y
since Nov 13, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Envestnet Pmc independent RIA currentsince Sep 4, 2024 · Trumbull, Ct
- Blackrock Investment Management, LLC asset managerJan 3, 2011 to Aug 18, 2022 · Princeton, Nj
- Morgan Stanley wirehouseJun 1, 2009 to Dec 13, 2010 · Purchase, Ny
- Citigroup Global Markets Inc. BD affiliatedApr 1, 2008 to Jun 1, 2009 · New York, Ny
- Clearbridge Investments, LLC mixed wealthDec 19, 2005 to Apr 9, 2008 · New York, Ny
- Citigroup Global Markets Inc. BD affiliatedNov 17, 2003 to Dec 21, 2005 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Blackrock Investment Management, LLC to Envestnet Pmcleft Aug 18, 2022, registered Sep 4, 2024 (748 days) · Other
- Morgan Stanley to Blackrock Investment Management, LLCleft Dec 13, 2010, registered Jan 3, 2011 (21 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Clearbridge Investments, LLC to Citigroup Global Markets Inc.left Apr 9, 2008, registered Apr 1, 2008 (-8 days) · Other
- Citigroup Global Markets Inc. to Clearbridge Investments, LLCleft Dec 21, 2005, registered Dec 19, 2005 (-2 days) · corporate re-registration, not a move
Signals
- Scott M Pearlman left Blackrock Investment Management, Llc for Envestnet Pmc (registered 2024-09-04)Aug 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address