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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

COLLAB+CURRENCY MANAGEMENT, LLC

CRD 309133

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1423827e-de0a-e131-8cc8-2906b36c6137

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 1
Observed: Jun 29, 2022 to Mar 30, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Collab+currency Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $332MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $332M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 4Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-126272
CRD: 309133
Filings on the tape: 12
First filed: Jun 29, 2022
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COLLAB+CURRENCY, L.P.	Other Private Fund	$330M	Mar 26, 2024	9	Mar 28, 2019	reported	021-314342
COLLAB+CURRENCY III, L.P.	Other Private Fund	$66.3M	Mar 26, 2024	50	Mar 29, 2023	reported	021-448485
COLLAB+CURRENCY II, L.P.	Other Private Fund	$66.3M	Mar 26, 2024	64	Mar 31, 2022	reported	021-405202

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLABORATIVE FUND MANAGEMENT LLC	Member	B	yes	04/2020	Jun 29, 2022	Mar 26, 2024
DEMPSEY, MARK, FERRIS	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 29, 2023	Mar 26, 2024
MCKEON, STEPHEN, BRYAN	MANAGING DIRECTOR, MANAGING MEMBER	C	yes	04/2020	Jun 29, 2022	Mar 26, 2024
SCHLOSS, DEREK, EDWARD	MANAGING DIRECTOR, MANAGING MEMBER	C	yes	11/2021	Jun 29, 2022	Mar 26, 2024
SHAPIRO, CRAIG	MANAGING MEMBER	E	yes	10/2010	Jun 29, 2022	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLLAB+CURRENCY GP, LLC	n/a	n/a	n/a	N	yes	n/a
COLLAB+CURRENCY II GP, LLC	n/a	n/a	n/a	N	yes	n/a
COLLAB+CURRENCY III GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$332M	$332M	8	5	4	n/a
2024	Mar 28, 2025	$553M	$553M	11	8	4	n/a
2023	Mar 26, 2024	$485M	$485M	10	7	3	$463M
2022	Mar 29, 2023	$389M	$389M	8	6	3	$389M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$332M	$553M	-39.8%	$389M	-5.1%	8	11	0	0

Relationships

Advises (3)

→ COLLAB+CURRENCY II, L.P.Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ COLLAB+CURRENCY III, L.P.Private fundOther Private Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ COLLAB+CURRENCY, L.P.Private fundOther Private Fund, IA
Mar 28, 2019 to presentfactForm ADV

Controls (5)

← COLLABORATIVE FUND MANAGEMENT LLCOwnerMEMBER, ownership code B, domestic entity
Jun 29, 2022 to Mar 26, 2024factForm ADV
← DEMPSEY, MARK, FERRISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to Mar 26, 2024factForm ADV
← SHAPIRO, CRAIGOwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2022 to Mar 26, 2024factForm ADV
← MCKEON, STEPHEN, BRYANOwnerMANAGING DIRECTOR, MANAGING MEMBER, ownership code C, individual
Jun 29, 2022 to Mar 26, 2024factForm ADV
← SCHLOSS, DEREK, EDWARDOwnerMANAGING DIRECTOR, MANAGING MEMBER, ownership code C, individual
Jun 29, 2022 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Collab+Currency Management, Llc reported RAUM $332.5M, down 40% from $552.7M (2026-02-19 to 2026-03-30)
Form ADVobserved 6 days ago
$-220M
Occurred
Mar 29, 2023
Regulatory AUM changed
Collab+Currency Management, Llc reported RAUM $388.8M, down 41% from $664.1M (2022-09-02 to 2023-03-29)
Form ADVobserved 6 days ago
$-275M
Occurred
Mar 29, 2023
Control person left
Frederick Zachary Rosenblatt (Chief Compliance Officer) no longer on Schedule A of Collab+Currency Management, Llc (listed 2022-09-02, absent 2023-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person joined
Ferris Mark Dempsey (Chief Compliance Officer) appeared on Schedule A of Collab+Currency Management, Llc
Form ADVobserved 6 days ago
Occurred
Sep 2, 2022
Control person left
Hudson Colin Cassedy (Chief Compliance Officer) no longer on Schedule A of Collab+Currency Management, Llc (listed 2022-06-29, absent 2022-09-02)
Form ADVobserved 6 days ago
Occurred
Sep 2, 2022
Control person joined
Frederick Zachary Rosenblatt (Chief Compliance Officer) appeared on Schedule A of Collab+Currency Management, Llc
Form ADVobserved 6 days ago
Occurred
Jun 29, 2022
First Form ADV filing
Collab+Currency Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1423827e-de0a-e131-8cc8-2906b36c6137
First observed: Jun 29, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLLAB+CURRENCY MANAGEMENT, LLC

CRD 309133

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1423827e-de0a-e131-8cc8-2906b36c6137

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COLLAB+CURRENCY, L.P.

Other Private Fund

$330M

Mar 26, 2024

Mar 28, 2019

reported

021-314342

COLLAB+CURRENCY III, L.P.

Other Private Fund

$66.3M

Mar 26, 2024

Mar 29, 2023

reported

021-448485

COLLAB+CURRENCY II, L.P.

Other Private Fund

$66.3M

Mar 26, 2024

Mar 31, 2022

reported

021-405202

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLABORATIVE FUND MANAGEMENT LLC

Member

yes

04/2020

Jun 29, 2022

Mar 26, 2024

DEMPSEY, MARK, FERRIS

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 29, 2023

Mar 26, 2024

MCKEON, STEPHEN, BRYAN

MANAGING DIRECTOR, MANAGING MEMBER

yes

04/2020

Jun 29, 2022

Mar 26, 2024

SCHLOSS, DEREK, EDWARD

MANAGING DIRECTOR, MANAGING MEMBER

yes

11/2021

Jun 29, 2022

Mar 26, 2024

SHAPIRO, CRAIG

MANAGING MEMBER

yes

10/2010

Jun 29, 2022

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLLAB+CURRENCY GP, LLC

n/a

yes

n/a

COLLAB+CURRENCY II GP, LLC

n/a

yes

n/a

COLLAB+CURRENCY III GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$332M

n/a

2024

Mar 28, 2025

$553M

n/a

2023

Mar 26, 2024

$485M

$463M

2022

Mar 29, 2023

$389M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$332M

$553M

-39.8%

$389M

-5.1%