DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)CRD 309133SEC 801-126272website IAPD

Latest filing Mar 30, 2026

First filing on the tape Jun 29, 2022 · 12 filings

SEC status approved since Aug 3, 2022

RAUM

$332M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$332M as of Mar 30, 2026

Mar 29, 2023$389M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 29, 20230 then

Employees (5.A)8 as of Mar 30, 2026

Mar 29, 20238 then

Private funds4 as of Mar 30, 2026

Mar 29, 20233 then

RAUM -40% over the last fiscal year-5.1% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $55.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -40%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$332M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••••••••• L•••	Other Private Fund	$330M	9	Mar 28, 2019
C••••••••• I••• L•••	Other Private Fund	$66.3M	50	Mar 29, 2023
C••••••••• I•• L•••	Other Private Fund	$66.3M	64	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

D••••••• M•••• F••••• · Chief Compliance Officercontrol
since 03/2023 · owns less than 5%
M•••••• S••••••• B•••• · Managing Director, Managing Membercontrol
since 04/2020 · owns 25% to 50%
S••••••• D••••• E••••• · Managing Director, Managing Membercontrol
since 11/2021 · owns 25% to 50%
S••••••• C•••• · Managing Membercontrol
since 10/2010 · owns 75% or more of C••••••••• F••• M••••••••• L••

Entity owners

C••••••••• F••• M••••••••• L•• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

C••••••••• G•• L••
pooled vehicle sponsorn
C••••••••• I• G•• L••
pooled vehicle sponsorn
C••••••••• I•• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM down 25 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $552,746,698 to $332,489,935 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +4.0% (1145 comparable advisers, 6.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 5.7% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 8 to 5
Feb 19, 2026 to Mar 30, 2026
Employees · 11 to 8
Feb 19, 2026 to Mar 30, 2026
Discretionary RAUM · $553M to $332M
Feb 19, 2026 to Mar 30, 2026
Pooled vehicle RAUM · $553M to $332M
Feb 19, 2026 to Mar 30, 2026
RAUM · $553M to $332M
Feb 19, 2026 to Mar 30, 2026
Financial planning clients · unset to
May 22, 2025 to Jul 22, 2025
Accounts · 3 to 6
Mar 26, 2024 to Mar 28, 2025
Advisory employees · 7 to 8
Mar 26, 2024 to Mar 28, 2025
Pooled vehicle clients · 3 to 6
Mar 26, 2024 to Mar 28, 2025
Employees · 10 to 11
Mar 26, 2024 to Mar 28, 2025
HQ city · unset to
Mar 26, 2024 to Mar 28, 2025
HQ state · unset to
Mar 26, 2024 to Mar 28, 2025
Private funds · 3 to 4
Mar 26, 2024 to Mar 28, 2025
Discretionary RAUM · $485M to $553M
Mar 26, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $485M to $553M
Mar 26, 2024 to Mar 28, 2025
RAUM · $485M to $553M
Mar 26, 2024 to Mar 28, 2025
Advisory employees · 6 to 7
Mar 1, 2024 to Mar 26, 2024
Employees · 9 to 10
Mar 1, 2024 to Mar 26, 2024
Discretionary RAUM · $389M to $485M
Mar 1, 2024 to Mar 26, 2024
Pooled vehicle RAUM · $389M to $485M
Mar 1, 2024 to Mar 26, 2024
RAUM · $389M to $485M
Mar 1, 2024 to Mar 26, 2024
Employees · 8 to 9
Mar 29, 2023 to May 3, 2023
Accounts · 2 to 3
Sep 2, 2022 to Mar 29, 2023
Advisory employees · 2 to 6
Sep 2, 2022 to Mar 29, 2023
Pooled vehicle clients · 2 to 3
Sep 2, 2022 to Mar 29, 2023
Assets in custody · $639M to $0
Sep 2, 2022 to Mar 29, 2023
Custody of client assets · true to false
Sep 2, 2022 to Mar 29, 2023
Employees · 2 to 8
Sep 2, 2022 to Mar 29, 2023
HQ city · EUGENE to unset
Sep 2, 2022 to Mar 29, 2023
HQ state · OR to unset
Sep 2, 2022 to Mar 29, 2023
Private funds · 2 to 3
Sep 2, 2022 to Mar 29, 2023
Discretionary RAUM · $664M to $389M
Sep 2, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $664M to $389M
Sep 2, 2022 to Mar 29, 2023
RAUM · $664M to $389M
Sep 2, 2022 to Mar 29, 2023
Private funds · 4 to 2
Jun 29, 2022 to Sep 2, 2022

Signals

7 dated events

C••••••••• M••••••••• L•• reported RAUM $332.5M, down 40% from $552.7M (2026-02-19 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
C••••••••• M••••••••• L•• reported RAUM $388.8M, down 41% from $664.1M (2022-09-02 to 2023-03-29)
Mar 29, 2023 · RAUM change · derived
F•••••••• Z•••••• R••••••••• (Chief Compliance Officer) no longer on Schedule A of C••••••••• M••••••••• L•• (listed 2022-09-02, absent 2023-03-29)
Mar 29, 2023 · Control person left · inference
Ferris Mark Dempsey (Chief Compliance Officer) appeared on Schedule A of C••••••••• M••••••••• L••
Mar 29, 2023 · Control person joined · fact
Hudson Colin Cassedy (Chief Compliance Officer) no longer on Schedule A of C••••••••• M••••••••• L•• (listed 2022-06-29, absent 2022-09-02)
Sep 2, 2022 · Control person left · inference
F•••••••• Z•••••• R••••••••• (Chief Compliance Officer) appeared on Schedule A of C••••••••• M••••••••• L••
Sep 2, 2022 · Control person joined · fact
C••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 29, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C••••••••• M••••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/collab-currencyreportedpublic record, Form ADV, Sep 21, 2026
Website: collabcurrency.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 914-226-0653reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026