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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

Steven Soranno

Advisor at CORIENT

Tulsa, OK

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Search this name across graphsid dfx:ria:14317079-67fb-bd2d-86a6-616d0457bcb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65|S66
First exam: Sep 12, 1995
First registration: Apr 26, 2010
Dual registered: no
Other names: STEVEN V SORANNO|STEVEN VITO SORANNO
IAPD individual key: 2643540

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jul 9, 2026	n/a	yes	Tulsa, OK	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	May 2, 2017	Jul 17, 2026	no	TULSA, OK	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 20, 2014	Dec 31, 2016	no	TROY, MI	Previous registration
ADVANCED EQUITIES, INC.	Former SEC adviser	Apr 26, 2010	May 26, 2010	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	Corient	Jul 17, 2026	Jul 9, 2026	-8	Bulk transfer	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CAPITAL ADVISORS, INC.	Dec 31, 2016	May 2, 2017	122	Firm change	Other
ADVANCED EQUITIES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	May 26, 2010	Oct 20, 2014	1,608	Firm change after gap	Other

Relationships

Registered with (4)

→ CORIENTRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
May 2, 2017 to Jul 17, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 20, 2014 to Dec 31, 2016factForm ADV
→ ADVANCED EQUITIES, INC.Registered adviserregistration: previous registration
Apr 26, 2010 to May 26, 2010factForm ADV

Dated events

No dated event names this entity yet.